Standard Commissions and Charges Table
各項佣金及服務收費表
Market 市場 | Currency 幣別 | Item 項目 | Charge 收費 |
Trade-related Service 證券交易服務: | |||
Hong Kong 香港 | HKD | Brokerage Commission 經紀佣金 | Negotiable,0.25% on Transaction Amount (Min Charge HK$100) 可商議, 成交金額之0.25% (最低收費港幣100元) |
Stamp Duty 從價印花稅 | HK$1.30 for every HK$1,000.00 of Transaction Amount (or part thereof) -Paid by both buyer & seller 每港幣1,000元成交金額收費港幣1.30元 (不足港幣1元亦作1元計) -買賣雙方均需繳付 | ||
Transaction Levy 交易徵費 | SFC Transaction Levy of Transaction Amount 0.0027% 證監會交易徵費成交金額之0.0027% | ||
Trading Fee 交易費 | SEHK Trading Fee of Transaction Amount 0.00565% 聯交所交易費成交金額之0.00565% | ||
CCASS Fee 交收費 (包括市場及中央結算有關徵費) | 0.002% on Transaction Amount (Min HK$2.00 / Max HK$100.00) 成交金額之0.002% (最低收費港幣2元 / 最高收費港幣100元) | ||
Italian Financial Transaction Tax (IFTT)(Collected for Italian Government)(Italian companies with market capitalization of more than Euro 500m and listed in Hong Kong) 代收意大利金融交易稅 (意大利政府)(只適用於香港上市的意大利公司) | 0.20% on the Net Purchase Amount 淨買入成交金額之0.20% (Tax deduction from the intraday netting permitted based on theweighted average purchase price and the net purchase share quantityexecuted on the same day) (當日淨買入股數 x 當日加權平均買入價 x 稅率 0.20%) | ||
Shanghai A(Shanghai-Hong Kong Stock Connect ) /Shenzhen A (Shenzhen-Hong Kong Stock Connect ) 上海A股 / 深圳A股( 滬港通北向交易 / 深港通北向交易 ) | CNY | Brokerage Commission 經紀佣金 | Negotiable,0.25% on Transaction Amount (Min Charge CNY50) 可商議, 成交金額之0.25% (最低收費人民幣50元) |
Stamp Duty (SAT) 交易印花稅 ( 國家稅務總局) | 0.10% of the consideration of a transaction on the seller 只收賣方成交金額 0.10% | ||
Securities Management Fee (CSRC) 證管費 (中國證監會) | 0.002% of the consideration of a transaction per side 雙邊成交金額之0.002% | ||
Handling Fee (SSE) 經手費 (上交所) | 0.00487% of the consideration of a transaction per side 雙邊成交金額之0.00487% | ||
Transfer Fee (ChinaClear) 過戶費 (中國結算) | 0.004% of the consideration of a transaction per side 雙邊成交金額之 0.004%就A股存管及代理人服務收取 | ||
Portfolio Fee ( HKSCC ) 證券組合費(由香港結算收取) | In annual rate 0.008% (Portfolio Fee is calculated by the total market value of A share in daily investment portfolio, and is charged in CNY) 每年0.008% (證券組合費根據每日投資組合 內滬股的總價值計算,每月收取 ) | ||
USA 美國 | USD | Brokerage Commission 經紀佣金 | Negotiable,0.25% on Transaction Amount (Min Charge US$20) P.S.: Extra US$0.01 per share will be charged on commission when settlement price is below US$5 可商議, 成交金額之0.25% (最低收費美元20元) 註: 如交易股價不足美金5元, 佣金需額外加上每股美金0.01元作計算 |
Scrip handling and settlement-related services 實物股票處理及交收: | |||
Hong Kong 香港 | HKD | Transfer Stamp Duty Deed 轉手紙厘印費 | HK$5.00 for each transfer deed 每張轉手紙港幣5元 |
Settlement Instruction 交收指示 (即SI) | HK$50.00 per Transaction (For Delivery Instructions) 每一提貨交收指示收取手續費港幣50元 | ||
Investor Settlement Instruction 投資者交收指示 (即ISI) | HK$30.00 per Transaction (For Delivery Instructions) 每一提貨交收指示收取手續費港幣30元 | ||
Delivery of Settlement Instruction 代客將交收指示轉遞予對手行家 | HK$150.00 of each Settlement Instruction 每一交收指示收費港幣150元 | ||
Custody Fee 結算所存倉保管費 | Free of charges (exempted by TCCS) 免收 (已獲本公司豁免) | ||
Stock Deposit Fee 結算所入倉費 | Free of charges (exempted by TCCS) 免收 (已獲本公司豁免) | ||
Physical Stock Withdrawal Fee 實物股票提取費 | HK$5 per Board Lot (Odd Lots also charge HK$5 each 每一買賣單位收取港幣5元(不足一手亦當一手計) | ||
Dividend / Bonus Collection Fee 代收股息 / 紅股 | 0.50% on Dividend Amount (Min HK$25.00) & Script Fee HK$1.50 per lot 現金股息之0.50% (最低收費港幣25元)及過戶費每手港幣1.5元 Entitled Bonus: Script Fee HK$1.50 per lot & HK$25.00 Handling Charge 股權分發:登記及過戶費每手1.5元及手續費港幣25元 | ||
Exercise Warrant/ Right Issue / Open Offer 行使換股證 / 供股權 | HK$50.00 for cost of exercise, Scrip Fee, ad valorem stamp duty, CCASS fee & Handling Charges 供股價、過戶處費用、中央結算所費用及手續費港幣50元 | ||
Claims of Entitlement 申請發還利息、紅股及股權等 | Cost of claim plus HK$200.00 per stock per claim 追討成本及每次每種股票手續費港幣200元 | ||
Registration and Transfer Fee of Physical Stock in Client’s Name 代客辦過戶費 (實貨) | Scrip Fee by Registration HK$2.50 per lot & HK$300.00 Handling Charge 每一買賣單位收取港幣2.5元及手續費300元 | ||
Shanghai A/ Shenzhen A 上海A股 / 深圳A股( 滬港通北向交易 /深港通北向交易 ) | CNY | Dividend / Bonus Collection Fee 代收股息 / 紅股 | 0.50% on Dividend Amount (Min CNY 30.00) 現金股息之0.50% (最低收費人民幣30元) |
USA 美國 | USD | Handling Charge 手續費 | 0.5% on Dividend Amount (Min US$3.2) 現金股息之0.5% (最低收費美元3.2元) |
Tax 稅項 | 30% on Dividend Amount (Min US$0.05) 現金股息之30% (最低收費美元0.05元) | ||
Settlement Instruction 交收指示 (即SI) | US$100.00 per Transaction (For Delivery Instructions) 每一提貨交收指示收取手續費美元100元 US$30.00 per Transaction (For Receipt Instructions) 每一收貨交收指示收取手續費美元30元 |
Financing and other services 借貸及其他服務: | |||
Hong Kong 香港 | HKD | Returned Cheque 退票 | HK$200.00 per each Returned Cheque 每一退票收費港幣200元 |
Application of IPO 認購新股 | Non-Financing: HK$50.00 per application (manual) Financing: HK$100.00 per application (if applicable) 現金申請: 經人手處理申請收費港幣50元 融資申請: 手續費港幣100元 (如適用) |
除一般市場固定費用外,有關本公司自行厘定的收費,可隨時按市場供求更改而不另通知。